How to Invest

For information on how to invest in funds managed by NEO Investimentos, please visit NEO Agente Autônomo de Investimento’s site through the link below.

Individuals

Follow the steps below:

  1. Fill out the registration form* and questionnaire to identify investor profile (Suitability);
  2. Sign the signature card* (After that, please notarize);
  3. Complete and sign the risk and compliance consent form:
  4. Sign the Qualified* or Professional* Investor Term
  5. Provide a simple copy of the following documents. Please be aware that the information on the registration form has to be the same according to the documents sent:
    • Identity and Social Security or Driver’s License
    • Proof of Address, dated within the last 90 days

PS: For whom who has a joint bank account is Necessary that the co -owner signs and fills his / her information on the registration and risk and compliance consent forms (Is not necessary you send two forms, just one of it is accepted once the information of both people are in it). You also have to send a signature card for this person.

  1. After the registration is confirmed, which takes normaly two days, the investor is able to transfer the resources to the fund’s account, with special attention to schedule and transfer limits.

Corporate

Follow the steps below:

  1. Fill out the registration form* and questionnaire to identify investor profile (Suitability);
  2. Sign the signature card* (After that, please notarize);
  3. Complete and sign the risk and compliance consent form:
  4. Sign the Qualified* or Professional* Investor Term (If necessary);
  5. Provide a simple copy of the following documents. Please be aware that the information on the registration form has to be the same according to the documents sent:
    • National Register of Legal Entities - CNPJ
    • Updated documentation of company incorporation (social contract, social statutes).
    • Document confirming the election of the board of the company (if applicable)
    • Power of attorney of individuals authorized to sign on behalf of the company
    • Identity and Taxpayer Registration Number (CPF) of the controllers and / or directors and / or attorneys
    • Last balance sheet
  6. After the registration is confirmed, which takes normaly two days, the investor is able to transfer the resources to the fund’s account, with special attention to schedule and transfer limits.

Fund

Follow the steps below:

  1. Fill out the registration form* and questionnaire to identify investor profile (Suitability);
  2. Sign the signature card* (After that, please notarize);
  3. Complete and sign the risk and compliance consent form:
  4. Provide a simple copy of the following documents. Please be aware that the information on the registration form has to be the same according to the documents sent:
    • National Register of Legal Entities - CNPJ
    • Updated documentation of company incorporation (social contract, social statutes).
    • Document confirming the election of the board of the company (if applicable)
    • Power of attorney of individuals authorized to sign on behalf of the company
    • Identity and Taxpayer Registration Number (CPF) of the controllers and / or directors and / or attorneys
    • Last balance sheet
  5. Provide the Fund’s Administrator Identification (Social Contract / By-law / Election of Board Member Minutes), duly registered with competent agencies (eg. Commercial Board)
  6. After the registration is confirmed, which takes normaly two days, the investor is able to transfer the resources to the fund’s account, with special attention to schedule and transfer limits.

Money Transfer

Subscriptions should be made via CETIP, TED, or wire transfer to the accounts listed below:

Favoured CNPJ Bank Agency Account Number Account Cetip Status
NEO Multi Estratégia 05.786.899/0001-33 Itaú - 341 2001 56805-0 9738.8.00.3 Close
NEO Multi Estratégia 30 Feeder 08.771.538/0001-01 Itaú - 341 2001 63567-7 0531.5.00.6 Open
NEO Future 16.816.153/0001-41 Itaú - 341 8541 08863-2 2254.0.00.5 Open
NEO Navitas FIA 11.961.199/0001-30 Itaú - 341 2001 087261-9 1251.1.00.6 Open

Transfer Schedule

After receiving the confirmation of registration approval, the units should be asked to email boleta@neoinvestimentos.com.br the time limit for the application is 14:00h.

For more information about completing and submitting the forms, please contact the NEO Investimentos phone 55 11 2164-1100

Document Submission

Subscription to Funds regulated by CVM Instruction 555 will only be accepted after receipt of complete documentation and analysis and approval from the Administrator. To do so:

Send all scanned documentation to cadastro@neoinvestimentos.com.br

After reception of the scanned documents, NEO has the deadline of two days to analyze the documents and start the registration process on the website. The administration has the deadline of two days to approve or not the registration process.

It is necessary to send the hard copy of the signature card within 05 business days from the date of the shareholders registration, to the address above. In case the documentation is not submitted within this period, the shareholder will be unable to make new subscriptions to NEOs Funds, until the situation is regularized.

Av.Brigadeiro Faria Lima, 3144 - cj 41 cep 01451-000

Jardim Paulistano - São Paulo - SP

A/C Cadastro

Read the prospectus and bylaws before investing. Past performance does not guarantee future results. The returns disclosed are gross of taxes. Mutual funds are not guaranteed by the fund administrator, the portfolio manager, any insurance mechanism, or the Credit Guarantee Fund (FGC). Some mutual funds have been constituted less than twelve (12) months ago. To evaluate an investment fund‘s performance, we recommend an analysis of at least twelve (12) months.

Mutual funds that use derivative strategies as part of their investment policy may subject the investor to significant losses, potentially exceeding the invested capital, and consequently obliging the investor to deposit additional resources to cover the fund‘s losses.

Equity funds may be exposed to significant concentration of assets derived from few issuers, with the consequent risks associated to this.

Some funds are authorized to make investments in financial assets abroad.

Contact US

SP - (55 11) 2164-1100
RJ - (55 21) 2522-6024
E-mail: neo@neoinvestimentos.com.br